Mind Map

PwC Audit of Sanctions and PEP Alert Review Effectiveness: Mindmap

Business → Auditing and Compliance

PwC Audit of Sanctions and PEP Alert Review Effectiveness: Mindmap
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This mindmap visualizes the PwC audit focusing on the control testing and effectiveness of Sanctions and Politically Exposed Persons (PEP) alert reviews. It covers the audit scope across Quality Management Systems (QMS), Information Security Management Systems (ISMS), and Business Continuity Management Systems (BCMS).

Key Concepts

This mind map includes 30 key elements.

PwC Audit of Sanctions and PEP Alert Review Effectiveness

Audit Scope & Objectives

Audit Objectives

Audit Scope - QMS

Audit Scope - ISMS

Audit Scope - BCMS

Sanctions Screening Process Review

Data Input & Screening Tools

Alert Generation & Prioritization

Alert Investigation & Resolution

PEP Alert Review Process

PEP Identification & Data Sources

PEP Alert Review & Due Diligence

PEP Alert Investigation & Reporting

Control Testing & Effectiveness

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